• CIRE Element 3 module: Scope of client relationships · Module ERCI, élément 3 : Étendue des relations avec les clients
  • The Element 3 overview in CIROPrep Academy: units, lessons and study tools, with example learner progress.
  • Lesson 3.1 in CIROPrep Academy, on the roles of the Registered Representative and the Investment Representative, with the lesson sidebar.
  • A practice question on the account type exempt from suitability determination, answered, with the explanation of each choice.
  • A flashcard comparing discretionary and managed accounts, front and back.
  • The CIROPrep Academy dashboard for Element 3: the next lesson and progress, with example learner progress.
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CIROPrep

CIRE Element 3 Module: Scope of client relationships

CIRE Element 3 Module: Scope of client relationships

Understand the scope of client relationships through focused lessons, practice questions and explanations.

4 units · 7 lessons · 68 practice questions
English and French included

$29.00 CAD
$29.00 CAD
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Purchase details: One-time payment at the price shown, plus applicable sales taxes calculated at checkout · 6 months of access · No subscription or automatic renewal · Terms of sale and refunds

This purchase includes Element 3 only. Other element modules are available separately.

Prepare for CIRE Element 3 with a structured study path covering the representative’s role, accounts and dealer services, appropriateness and suitability, and investment management styles and benchmarks.

What you’ll study

  • The representative’s role, duties and limits. Registered and Investment Representatives, trust, agency and fiduciary duty, relationship disclosure, internal experts and clients outside Canada.
  • Accounts and dealer services. The four kinds of retail account and the services dealers provide to institutional clients.
  • Appropriateness, suitability and product due diligence. Account appropriateness, product due diligence, know-your-product, suitability for retail and institutional clients, and its exemptions.
  • Investment management and performance benchmarks. Active and passive management, bond and equity investment styles, and using performance benchmarks.

Included in your module

  • 4 units and 7 lessons.
  • 68 practice questions written by CIROPrep, with answer explanations.
  • 79 flashcards, mind maps and 15 exam tips.
  • Lesson knowledge checks and unit practice.
  • Progress tracking and a personal Review list.
  • English and French included.

Understand. Practice. Improve.

Read a lesson, recall its key ideas, then check your understanding. Use the explanations and lesson links to revisit what needs more attention.

Access: One-time payment for 6 months of online access through CIROPrep Academy. No subscription or automatic renewal. This purchase includes Element 3 only.

After checkout, sign in to ciroprep.academy using the email address provided with your purchase.

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