• CIRE Element 6 module: Market integrity, trade execution and settlement · Module ERCI, élément 6 : Intégrité du marché, exécution des opérations et règlement
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CIRE Element 6 Module: Market integrity, trade execution and settlement

CIRE Element 6 Module: Market integrity, trade execution and settlement

CIRE exam preparation module · English and French included

$29.00 CAD
$29.00 CAD
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Purchase details: One-time payment at the price shown, plus applicable sales taxes calculated at checkout · 6 months of access · No subscription or automatic renewal · Terms of sale and refunds

A full CIRE preparation course is coming soon. This purchase includes this module only.

Understand how securities markets operate and the requirements governing market integrity, trade execution and settlement with the module for CIRE Element 6, Market integrity, trade execution and settlement, in English and French.

Understand. Practice. Improve.

  • Understand. Structured lessons covering the concepts in the element.
  • Practice. Practice questions written by CIROPrep, with an explanation for every answer.
  • Improve. Summaries, flashcards, mind maps and exam tips to reinforce your learning.

On the exam

Under the CIRE syllabus's indicative weighting, about 13 of the exam's 110 questions cover Element 6. Actual exam content may vary.

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$29 CAD plus applicable sales taxes. One-time payment for 6 months of access on ciroprep.academy. English and French included. No automatic renewal.

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Module structure

This module groups related learning outcomes into units and lessons to help you organize your study plan.

Unit 1 UMIR and gatekeeping

  • 6.1 Best execution, principal trading and electronic access
  • 6.2 Manipulation, unacceptable activities and front running
  • 6.3 UMIR gatekeeping obligations
  • 6.4 Applying gatekeeping: suspicious trading, insider trading and whistleblowers

Unit 2 Orders, execution and settlement

  • 6.5 From order entry to settlement
  • 6.6 Types of orders
  • 6.7 Order variations, cancellations and corrections

Unit 3 Accounts, margin and derivatives agreements

  • 6.8 Types of accounts
  • 6.9 Margin requirements and derivatives trading agreements

Unit 4 Dealer functions, confirmations and reporting

  • 6.10 Investment banking, research and corporate finance
  • 6.11 Trade confirmations and reporting obligations